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What Does "Negative News" Mean?

Negative News refers to any unfavorable information about a person or entity that may raise concerns about a person’s:

  • Legal standing

  • Reputation

  • Financial behavior

  • Regulatory or criminal history

This can include:

  • Criminal charges, arrests, or convictions

  • Regulatory enforcement actions (e.g., SEC, FINRA, IRS)

  • Allegations of fraud, embezzlement, or misconduct

  • Bankruptcy filings or major financial penalties

  • Publicly reported lawsuits involving serious allegations

  • Sanctions or inclusion on watchlists (e.g., OFAC lists)

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